CASS Analyst / Administrator
- London, ENG (GBR)
- Negotiable
- 6 Months
- Start date: ASAP
- Ref: 19068108
- monitoring
- change management
- reporting
- excel
- technical support
- management
- data analysis
- governance
- management information
- quality assurance
- documentation
- administration
- collation
- banking
- compliance
Cass Regulatory Reporting Analyst
London6 months
Department: Client Asset Oversight Office - CASS Oversight and Administration
My high profile banking client are currently recruiting for a CASS Regulatory Reporting Analyst to be based in their London offices on an initial 6 month contracting position.
Job Description
Role:Work in a small team, as part of the Client Asset Oversight Office, the candidate will be istrumental in ensuring compliance with the FCA CASS rules. As a member of the CASS Oversight and Administration, provide general technical support related to the oversight of the firms' operational compliance with CASS. Primary responsibilities will include maintenance of the CASS Resolution Packs (CASS RP); administration of CASS related breaches and support of the monthly CASS Management Information production process.
Responsibilities:
* Participate in the management and oversight of the CASS Resolution Packs (CASS RP) including the monthly Certification Process, Testing, QA and Change Management.* Work closely with the operational teams, business lines and CASS Compliance to ensure the RP is kept to a high standard and enhanced as required in response to business model, operational or regulatory changes.
* Provide supporting control and Management Information and documentation any related issues and risks.
* Support identification, administration and monitoring resolution of all CASS related breaches.
* Maintain accurate and up to date procedures and process flows.
* Participate in the collation, quality assurance and production of the monthly CASS Management Information Pack for the CASS Operational Oversight Committee and CASS Governance Body.
* Establish strong working relationships with all areas that contribute to CASS RP and Breach administration process.
* Engage with other regional and functional regulatory and management reporting teams.
* Cross train on other functions supported within the CASS Oversight and Administration Team.
* This may include: CASS Breach Oversight, CMAR Production, CASS MI production or related control and support activities.
Qualifications & Training:
* Business Graduate with several years of related work experience.* Previous role related to resolution plan support, CASS Compliance or Management Information.
* Knowledge of the regulatory environment and FCA regulations.
* Ideally, a working knowledge of global custody.
* Ideally, working knowledge of the custody environment and operating models.
Job Skills & Knowledge:
* Technical ability and an understanding of the management and regulatory reporting environment.
*Able to work independently, but also to work across diverse regional and functional teams.
* Excellent oral and written communication and interpersonal skills.
* Strong organisational skills and attention to detail.
* Excellent PC skills including utilisation of advanced excel functions as well as data analysis skills.
* General knowledge of the regulatory framework.
* A level of understanding of the FCA CASS regime and wider regulatory environment would be advantageous.
* Problem solving acumen and a proactive approach to identify and mitigate risks.
N.B. This particular client requires that, if you are not a British Citizen, you must hold an EU Passport, Tier 1 Visa / HSMP, Dependency Visa, or Ancestry Visa for this particular vacancy or have Permanent Residency status in the UK - please specify in your response which of these you have.
Only suitable candidates need apply. If you have not received a response within a 48 hour period, please assume that you have been unsuccessful on this occasion.
